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发展经济学——2007年秋季学期双学位课程介绍
发布日期：2007-08-27 11:29 来源：北京大学国家发展研究院
北京大学中国经济研究中心双学位课程
发展经济学
（2007——2008秋季学期）
授课人：张鹏飞 （北京大学中国经济研究中心博士后）
Email: jxpengfei@yahoo.com.cn
本课程旨在用本科生能够理解的语言介绍发展经济学的前沿领域及最新进展。尽管技 术细节并不作为考试的要求，但是在授课过程中难免会涉及到一些数学推导，因此良好的数学背景将有助于更好地理解课程内容。授课内容决定了不可能指定一本专 门的教材，我们仅列出相关的文献供选课同学们参考。所列的文献分为必读和推荐两类，带*者为必读文献，其余均为推荐文献。有必要指出的是，发展经济学分支 众多，前沿领域日新月异，课程提纲所列出的文献远不能反映主流发展经济学的全貌，请选课同学明鉴。
先修课：
中级微观经济学、中级宏观经济学。
本课程最终评分依据是：
1．平时作业（占30%）。
2．期末闭卷考试（占40%）。
3．一篇学期论文（占30%）。
1．基本事实及相关背景知识
*Lin, Justin Yifu. “Viability, Economic Transition and Reflection on Neoclassical Economics”, Kyklos, Vol. 8, Issue. 2. (May 2005), pp 239-264.
Mankiw, N. Gregory and David Romer, David N. Weil. “A Contribution to the Empirics of Economic Growth,” The Quarterly Journal of Economics, Vol. 107, No. 2 (May, 1992), pp. 407-437.
2．新古典增长模型
2．1 Slow-Swan模型
*Solow, Robert M. “A Contribution to the Theory of Economic Growth”, Quarterly Journal of Economics, Vol. 70, No. 1. (Feb., 1956), pp. 65-94.
Swan, Trevor W. “Economic growth and Capital Accumulation”, Economic Record, Vol. 32, Issue. 63. (Nov., 1956), pp. 334-61.
2．2 Cass- Koopmans- Ramsey模型
Cass, David. “Optimum Growth in an Aggregative Model of Capital Accumulation”, Review of Economic Studies, Vol. 32, No. 3. (Jul., 1965), pp. 233-240.
Koopmans, Tjalling C. “On the Concept of Optimal Economic Growth”, in The Econometric Approach to Development Planning, Pontificiae Academiae Scientiarum Scripta Varia, 28, (1965), pp. 225-300; reissued North-Holland (1966).
Ramsey F. P. “A Mathematical Theory of Saving”, Economic Journal, Vol. 38, No. 152. (Dec., 1928), pp. 543-559.
技术性附录：Pontryagin最小值原理简单介绍
3．内生增长模型
*Grossman, Gene M. and Elhanan Helpman. “Endogenous Innovation in the Theory of Growth”, Journal of Economic Perspectives, Vol. 8, No. 1. (Winter, 1994), pp. 23-44.
3．1 AK模型
Jones, Larry E. and Rodolfo E. Manuelli. “A Convex Model of Equilibrium Growth: Theory and Policy Implications”, Journal of Political Economy, Vol. 98, No. 5, Part 1. (Oct., 1990), pp. 1008-1038.
King, Robert G. and Sergio Rebelo. “Public Policy and Economic Growth: Developing Neoclassical Implications”, Journal of Political Economy, Vol. 98, No. 5, Part 2: The Problem of Development: A Conference of the Institute for the Study of Free Enterprise Systems. (Oct., 1990), pp. S126-S150.
Rebelo, Sergio. “Long-Run Policy Analysis and Long-Run Growth”, Journal of Political Economy, Vol. 99, No. 3. (Jun., 1991), pp. 500-521.
3．2 外部性模型
Romer, Paul M. “Increasing Returns and Long-Run Growth”, Journal of Political Economy, Vol. 94, No. 5. (Oct., 1986), pp. 1002-1037.
Lucas, Robert Jr. “On the mechanics of economic development”, Journal of Monetary Economics, vol. 22, issue1, (July., 1988), pp. 3-42.
3．3 内生创新模型
Aghion, Philippe and Peter Howitt. “A Model of Growth through Creative Destruction”, Econometrica, Vol. 60, No. 2. (Mar., 1992), pp. 323-351.
Romer, Paul M. “Endogenous Technological Change”, Journal of Political Economy, Vol. 98, No. 5, Part 2: The Problem of Development: A Conference of the Institute for the Study of Free Enterprise Systems. (Oct., 1990), pp. S71-S102.
4．适宜技术、技术采纳与经济发展
*Lin, Justin Yifu, Pengfei Zhang. “Appropriate Technology, Technology Choice and Economic Growth in Developing Countries”, Chinese Economic Quarterly, (in Chinese), Vol. 5, No. 4, (Jul, 2006), pp. 985-1006. （技术细节不作要求）。
Parente Stephen L. and Edward C. Prescott. “Barriers to Technology Adoption and Development”, Journal of Political Economy, Vol. 102, No. 2. (Apr., 1994), pp. 298-321.
Basu Susanto and David N. Weil. “Appropriate Technology and Growth”, Quarterly Journal of Economics, Vol. 113, No. 4. (Nov., 1998), pp. 1025-1054.
5．产业结构变迁、最优产业结构与经济发展
*Lin, Justin Yifu. “Development Strategy, Viability and Economic Convergence,” Economic Development and Cultural Change, Vol. 53, No. 2 (January 2003), pp. 277-308.
Kongsamut, Piyabha. Sergio Rebelo, and Danyang Xie. “Beyond Balanced Growth”, Review of Economic Studies, Vol. 68, No. 4. (Oct., 2001), pp. 869-882.
Acemoglu, Daron and Veronica Guerrieri. “Capital Deepening and Non-Balanced Economic Growth”, (August, 2006). NBER Working Paper No. W12475, Available at SSRN:
http://ssrn.com/abstract=926054.
Lin Justin Yifu and Pengfei Zhang. “Development Strategy, Optimal Industrial Structure and Economic Growth in Less Developed Countries”, CID Graduate Student and Postdoctoral Fellow Working Paper No. 19, July 2007. Available at: Harvard’s CID
http://www.cid.harvard.edu/cidwp/grad/019.htm
6．人口增长
*Kremer Michael. “Population Growth and Technological Change: One Million B.C. to 1990”, Quarterly Journal of Economics, Vol. 108, No. 3. (Aug., 1993), pp. 681-716. （技术细节不作要求）。
Becker Gary S, Kevin M. Murphy, and Robert Tamura. “Human Capital, Fertility, and Economic Growth”, Journal of Political Economy, Vol. 98, No. 5, Part 2: The Problem of Development: A Conference of the Institute for the Study of Free Enterprise Systems. (Oct., 1990), pp. S12-S37.
Galor Oded and David N. Weil. “Population, Technology, and Growth: From Malthusian Stagnation to the Demographic Transition and beyond”, American Economic Review, Vol. 90, No. 4. (Sep., 2000), pp. 806-828.
7．收入分配与不平等
*Kuznets Simon. “Economic Growth and Income Inequality”, American Economic Review, Vol. 45, No. 1. (Mar., 1955), pp. 1-28.
Aghion Philippe and Patrick Bolton. “A Theory of Trickle-Down Growth and Development”, Review of Economic Studies, Vol. 64, No. 2. (Apr., 1997), pp. 151-172.
Banerjee Abhijit V. and Andrew F. Newman. “Information, the Dual Economy, and Development”, Review of Economic Studies, Vol. 65, No. 4. (Oct., 1998), pp. 631-653.
8．制度与发展（Ⅰ）
*Lin, Justin Yifu, Fang Cai, and Zhou Li. China’s Miracle: Development Strategy and Economic Reform, Shanghai. Shanghai Sanlian Press, 1994 (Chinese edition) and 1999 (Revised Chinese edition); and the Chinese University of Hong Kong Press, 1996 (English edition) and 2003 (Revised English edition). Chapter 2.
Acemoglu, Daron. “Modeling Inefficient Institutions”, in Richard Blundell, Whitney K. Newey, and Torsten Persson eds., Advances in Economics and Econometrics, Theory and Applications: Ninth World Congress of the Econometric Society, London, Cambridge University Press, (2007).
Lin Justin Yifu and Pengfei Zhang. “Development Strategy and Economic Institutions in Less Developed Countries”, CID Graduate Student and Postdoctoral Fellow Working Paper No. 17, March 2007. Available at: Harvard’s CID
http://www.cid.harvard.edu/cidwp/grad/017.htm
技术性附录：不完全契约和Shapley值简单介绍
9．制度与发展（Ⅱ）
* Lin, Justin Yifu. “An Economic Theory of Institutional Change: Induced and Imposed Change”, Cato Journal, Vol. 9 No. 1. (Spring/Summer 1989), pp 1-33.
Lin, Justin Yifu, Jeffrey B. Nugent. “Institutions and economic development”, in Jere Richard Behrman and T.N. Srinivasan eds., Handbook of Development Economics, vol. 3A, Amsterdam: Elsevier Science Publishers (North-Holland), (1995), pp 2301-2370.
Acemoglu Daron, Simon Johnson, and James A. Robinson. “The Colonial Origins of Comparative Development: An Empirical Investigation”, American Economic Review, Vol. 91, No. 5. (Dec., 2001), pp. 1369-1401.
Acemoglu Daron, and James A. Robinson. “Why Did the West Extend the Franchise? Democracy, Inequality, and Growth in Historical Perspective”, Quarterly Journal of Economics, Vol. 115, No. 4. (Nov., 2000), pp. 1167-1199.
10．国际贸易及国际经济体之间的相互依赖
*Krugman Paul and Anthony J. Venables. “Globalization and the Inequality of Nations”, Quarterly Journal of Economics, Vol. 110, No. 4. (Nov., 1995), pp. 857-880.（技术细节不作要求）。
Ventura Jaume. “Growth and Interdependence”, Quarterly Journal of Economics, Vol. 112, No. 1. (Feb., 1997), pp. 57-84.
Acemoglu Daron and Jaume Ventura. “The World Income Distribution”, Quarterly Journal of Economics, Vol. 117 No.2, (May., 2002), pp. 659-694.
11．信贷、金融市场与最优金融结构
*Lin, Justin Yifu, Xifang Sun and Ye Jiang. “On the Optimal Financial Structure in the Process of Economic Development”, (in Chinese), CCER working paper, No.C2006013, (June, 2006), Peking University, available at CCER Peking University:
http://www.ccer.edu.cn/cn/ReadNews.asp?NewsID=6752.
Ghosh Parikshit, Dilip Mookherjee and Debraj Ray. “Credit Rationing in Developing Countries: An Overview of the Theory”. 2001.
Acemoglu Daron and Fabrizio Zilibotti. “Was Prometheus Unbound by Chance? Risk, Diversification, and Growth”, Journal of Political Economy, Vol. 105, No. 4. (Aug., 1997), pp. 709-751
12．经济转型
（TBA）
张鹏飞简历
联系方式：
Email: jxpengfei@yahoo.com.cn
学习、工作经历：
1992年9月——1996年7月 吉林农业大学理学士（应用化学专业）
1996年7月——2001年8月 江西省上饶市科技局 （公务员）
2001年9月——2006年7月 北京大学中国经济研究中心经济学博士（国民经济学）
2006年7月—— 北京大学中国经济研究中心博士后（发展经济学）
2006年8月——2007年7月 哈佛大学国际发展中心（CID at Harvard University）博士后
2006年8月——2007年7月 美国国家经济研究局（NBER）访问学者
全球顶尖经济学刊物Review of Economics and Statistics匿名审稿人
最新论文：
Lin Justin Yifu and Pengfei Zhang. “Development Strategy and Economic Institutions in Less Developed Countries”, CID Graduate Student and Postdoctoral Fellow Working Paper No. 17, March 2007. Available at: Harvard’s CID
http://www.cid.harvard.edu/cidwp/grad/017.htm
Lin Justin Yifu and Pengfei Zhang. “Development Strategy, Optimal Industrial Structure and Economic Growth in Less Developed Countries”, CID Graduate Student and Postdoctoral Fellow Working Paper No. 19, July 2007. Available at: Harvard’s CID
http://www.cid.harvard.edu/cidwp/grad/019.htm
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教学项目展开 / 收起
教学项目
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发展经济学——2007年秋季学期双学位课程介绍
发布日期：2007-08-27 11:29 来源：北京大学国家发展研究院
北京大学中国经济研究中心双学位课程
发展经济学
（2007——2008秋季学期）
授课人：张鹏飞 （北京大学中国经济研究中心博士后）
Email: jxpengfei@yahoo.com.cn
本课程旨在用本科生能够理解的语言介绍发展经济学的前沿领域及最新进展。尽管技 术细节并不作为考试的要求，但是在授课过程中难免会涉及到一些数学推导，因此良好的数学背景将有助于更好地理解课程内容。授课内容决定了不可能指定一本专 门的教材，我们仅列出相关的文献供选课同学们参考。所列的文献分为必读和推荐两类，带*者为必读文献，其余均为推荐文献。有必要指出的是，发展经济学分支 众多，前沿领域日新月异，课程提纲所列出的文献远不能反映主流发展经济学的全貌，请选课同学明鉴。
先修课：
中级微观经济学、中级宏观经济学。
本课程最终评分依据是：
1．平时作业（占30%）。
2．期末闭卷考试（占40%）。
3．一篇学期论文（占30%）。
1．基本事实及相关背景知识
*Lin, Justin Yifu. “Viability, Economic Transition and Reflection on Neoclassical Economics”, Kyklos, Vol. 8, Issue. 2. (May 2005), pp 239-264.
Mankiw, N. Gregory and David Romer, David N. Weil. “A Contribution to the Empirics of Economic Growth,” The Quarterly Journal of Economics, Vol. 107, No. 2 (May, 1992), pp. 407-437.
2．新古典增长模型
2．1 Slow-Swan模型
*Solow, Robert M. “A Contribution to the Theory of Economic Growth”, Quarterly Journal of Economics, Vol. 70, No. 1. (Feb., 1956), pp. 65-94.
Swan, Trevor W. “Economic growth and Capital Accumulation”, Economic Record, Vol. 32, Issue. 63. (Nov., 1956), pp. 334-61.
2．2 Cass- Koopmans- Ramsey模型
Cass, David. “Optimum Growth in an Aggregative Model of Capital Accumulation”, Review of Economic Studies, Vol. 32, No. 3. (Jul., 1965), pp. 233-240.
Koopmans, Tjalling C. “On the Concept of Optimal Economic Growth”, in The Econometric Approach to Development Planning, Pontificiae Academiae Scientiarum Scripta Varia, 28, (1965), pp. 225-300; reissued North-Holland (1966).
Ramsey F. P. “A Mathematical Theory of Saving”, Economic Journal, Vol. 38, No. 152. (Dec., 1928), pp. 543-559.
技术性附录：Pontryagin最小值原理简单介绍
3．内生增长模型
*Grossman, Gene M. and Elhanan Helpman. “Endogenous Innovation in the Theory of Growth”, Journal of Economic Perspectives, Vol. 8, No. 1. (Winter, 1994), pp. 23-44.
3．1 AK模型
Jones, Larry E. and Rodolfo E. Manuelli. “A Convex Model of Equilibrium Growth: Theory and Policy Implications”, Journal of Political Economy, Vol. 98, No. 5, Part 1. (Oct., 1990), pp. 1008-1038.
King, Robert G. and Sergio Rebelo. “Public Policy and Economic Growth: Developing Neoclassical Implications”, Journal of Political Economy, Vol. 98, No. 5, Part 2: The Problem of Development: A Conference of the Institute for the Study of Free Enterprise Systems. (Oct., 1990), pp. S126-S150.
Rebelo, Sergio. “Long-Run Policy Analysis and Long-Run Growth”, Journal of Political Economy, Vol. 99, No. 3. (Jun., 1991), pp. 500-521.
3．2 外部性模型
Romer, Paul M. “Increasing Returns and Long-Run Growth”, Journal of Political Economy, Vol. 94, No. 5. (Oct., 1986), pp. 1002-1037.
Lucas, Robert Jr. “On the mechanics of economic development”, Journal of Monetary Economics, vol. 22, issue1, (July., 1988), pp. 3-42.
3．3 内生创新模型
Aghion, Philippe and Peter Howitt. “A Model of Growth through Creative Destruction”, Econometrica, Vol. 60, No. 2. (Mar., 1992), pp. 323-351.
Romer, Paul M. “Endogenous Technological Change”, Journal of Political Economy, Vol. 98, No. 5, Part 2: The Problem of Development: A Conference of the Institute for the Study of Free Enterprise Systems. (Oct., 1990), pp. S71-S102.
4．适宜技术、技术采纳与经济发展
*Lin, Justin Yifu, Pengfei Zhang. “Appropriate Technology, Technology Choice and Economic Growth in Developing Countries”, Chinese Economic Quarterly, (in Chinese), Vol. 5, No. 4, (Jul, 2006), pp. 985-1006. （技术细节不作要求）。
Parente Stephen L. and Edward C. Prescott. “Barriers to Technology Adoption and Development”, Journal of Political Economy, Vol. 102, No. 2. (Apr., 1994), pp. 298-321.
Basu Susanto and David N. Weil. “Appropriate Technology and Growth”, Quarterly Journal of Economics, Vol. 113, No. 4. (Nov., 1998), pp. 1025-1054.
5．产业结构变迁、最优产业结构与经济发展
*Lin, Justin Yifu. “Development Strategy, Viability and Economic Convergence,” Economic Development and Cultural Change, Vol. 53, No. 2 (January 2003), pp. 277-308.
Kongsamut, Piyabha. Sergio Rebelo, and Danyang Xie. “Beyond Balanced Growth”, Review of Economic Studies, Vol. 68, No. 4. (Oct., 2001), pp. 869-882.
Acemoglu, Daron and Veronica Guerrieri. “Capital Deepening and Non-Balanced Economic Growth”, (August, 2006). NBER Working Paper No. W12475, Available at SSRN:
http://ssrn.com/abstract=926054.
Lin Justin Yifu and Pengfei Zhang. “Development Strategy, Optimal Industrial Structure and Economic Growth in Less Developed Countries”, CID Graduate Student and Postdoctoral Fellow Working Paper No. 19, July 2007. Available at: Harvard’s CID
http://www.cid.harvard.edu/cidwp/grad/019.htm
6．人口增长
*Kremer Michael. “Population Growth and Technological Change: One Million B.C. to 1990”, Quarterly Journal of Economics, Vol. 108, No. 3. (Aug., 1993), pp. 681-716. （技术细节不作要求）。
Becker Gary S, Kevin M. Murphy, and Robert Tamura. “Human Capital, Fertility, and Economic Growth”, Journal of Political Economy, Vol. 98, No. 5, Part 2: The Problem of Development: A Conference of the Institute for the Study of Free Enterprise Systems. (Oct., 1990), pp. S12-S37.
Galor Oded and David N. Weil. “Population, Technology, and Growth: From Malthusian Stagnation to the Demographic Transition and beyond”, American Economic Review, Vol. 90, No. 4. (Sep., 2000), pp. 806-828.
7．收入分配与不平等
*Kuznets Simon. “Economic Growth and Income Inequality”, American Economic Review, Vol. 45, No. 1. (Mar., 1955), pp. 1-28.
Aghion Philippe and Patrick Bolton. “A Theory of Trickle-Down Growth and Development”, Review of Economic Studies, Vol. 64, No. 2. (Apr., 1997), pp. 151-172.
Banerjee Abhijit V. and Andrew F. Newman. “Information, the Dual Economy, and Development”, Review of Economic Studies, Vol. 65, No. 4. (Oct., 1998), pp. 631-653.
8．制度与发展（Ⅰ）
*Lin, Justin Yifu, Fang Cai, and Zhou Li. China’s Miracle: Development Strategy and Economic Reform, Shanghai. Shanghai Sanlian Press, 1994 (Chinese edition) and 1999 (Revised Chinese edition); and the Chinese University of Hong Kong Press, 1996 (English edition) and 2003 (Revised English edition). Chapter 2.
Acemoglu, Daron. “Modeling Inefficient Institutions”, in Richard Blundell, Whitney K. Newey, and Torsten Persson eds., Advances in Economics and Econometrics, Theory and Applications: Ninth World Congress of the Econometric Society, London, Cambridge University Press, (2007).
Lin Justin Yifu and Pengfei Zhang. “Development Strategy and Economic Institutions in Less Developed Countries”, CID Graduate Student and Postdoctoral Fellow Working Paper No. 17, March 2007. Available at: Harvard’s CID
http://www.cid.harvard.edu/cidwp/grad/017.htm
技术性附录：不完全契约和Shapley值简单介绍
9．制度与发展（Ⅱ）
* Lin, Justin Yifu. “An Economic Theory of Institutional Change: Induced and Imposed Change”, Cato Journal, Vol. 9 No. 1. (Spring/Summer 1989), pp 1-33.
Lin, Justin Yifu, Jeffrey B. Nugent. “Institutions and economic development”, in Jere Richard Behrman and T.N. Srinivasan eds., Handbook of Development Economics, vol. 3A, Amsterdam: Elsevier Science Publishers (North-Holland), (1995), pp 2301-2370.
Acemoglu Daron, Simon Johnson, and James A. Robinson. “The Colonial Origins of Comparative Development: An Empirical Investigation”, American Economic Review, Vol. 91, No. 5. (Dec., 2001), pp. 1369-1401.
Acemoglu Daron, and James A. Robinson. “Why Did the West Extend the Franchise? Democracy, Inequality, and Growth in Historical Perspective”, Quarterly Journal of Economics, Vol. 115, No. 4. (Nov., 2000), pp. 1167-1199.
10．国际贸易及国际经济体之间的相互依赖
*Krugman Paul and Anthony J. Venables. “Globalization and the Inequality of Nations”, Quarterly Journal of Economics, Vol. 110, No. 4. (Nov., 1995), pp. 857-880.（技术细节不作要求）。
Ventura Jaume. “Growth and Interdependence”, Quarterly Journal of Economics, Vol. 112, No. 1. (Feb., 1997), pp. 57-84.
Acemoglu Daron and Jaume Ventura. “The World Income Distribution”, Quarterly Journal of Economics, Vol. 117 No.2, (May., 2002), pp. 659-694.
11．信贷、金融市场与最优金融结构
*Lin, Justin Yifu, Xifang Sun and Ye Jiang. “On the Optimal Financial Structure in the Process of Economic Development”, (in Chinese), CCER working paper, No.C2006013, (June, 2006), Peking University, available at CCER Peking University:
http://www.ccer.edu.cn/cn/ReadNews.asp?NewsID=6752.
Ghosh Parikshit, Dilip Mookherjee and Debraj Ray. “Credit Rationing in Developing Countries: An Overview of the Theory”. 2001.
Acemoglu Daron and Fabrizio Zilibotti. “Was Prometheus Unbound by Chance? Risk, Diversification, and Growth”, Journal of Political Economy, Vol. 105, No. 4. (Aug., 1997), pp. 709-751
12．经济转型
（TBA）
张鹏飞简历
联系方式：
Email: jxpengfei@yahoo.com.cn
学习、工作经历：
1992年9月——1996年7月 吉林农业大学理学士（应用化学专业）
1996年7月——2001年8月 江西省上饶市科技局 （公务员）
2001年9月——2006年7月 北京大学中国经济研究中心经济学博士（国民经济学）
2006年7月—— 北京大学中国经济研究中心博士后（发展经济学）
2006年8月——2007年7月 哈佛大学国际发展中心（CID at Harvard University）博士后
2006年8月——2007年7月 美国国家经济研究局（NBER）访问学者
全球顶尖经济学刊物Review of Economics and Statistics匿名审稿人
最新论文：
Lin Justin Yifu and Pengfei Zhang. “Development Strategy and Economic Institutions in Less Developed Countries”, CID Graduate Student and Postdoctoral Fellow Working Paper No. 17, March 2007. Available at: Harvard’s CID
http://www.cid.harvard.edu/cidwp/grad/017.htm
Lin Justin Yifu and Pengfei Zhang. “Development Strategy, Optimal Industrial Structure and Economic Growth in Less Developed Countries”, CID Graduate Student and Postdoctoral Fellow Working Paper No. 19, July 2007. Available at: Harvard’s CID
http://www.cid.harvard.edu/cidwp/grad/019.htm
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